The enhanced aerodynamic performance of insects results from an interaction of three distinct yet interactive mechanisms: delayed stall, rotational circulation, and wake capture. Delayed stall functions during the translational portions of the stroke, when the wings sweep through the air with a large angle of attack. In contrast, rotational circulation and wake capture generate aerodynamic forces during stroke reversals, when the wings rapidly rotate and change direction. In addition to contributing to the lift required to keep an insect aloft, these two rotational mechanisms provide a potent means by which the animal can modulate the direction and magnitude of flight forces during steering maneuvers. A comprehensive theory incorporating both translational and rotational mechanisms may explain the diverse patterns of wing motion displayed by different species of insects.
Insects were the first animals to evolve active flight and remain
unsurpassed in many aspects of aerodynamic performance and
maneuverability. Among insects, we find animals capable of
taking off backwards, flying sideways, and landing upside
down (1). While such complex aerial feats
involve many physiological and anatomical specializations
that are poorly understood, perhaps the greatest puzzle is
how flapping wings can generate enough force to keep an
insect in the air. Conventional aerodynamic theory is based
on rigid wings moving at constant velocity. When insect
wings are placed in a wind tunnel and tested over the range
of air velocities that they encounter when flapped by the
animal, the measured forces are substantially smaller than
those required for active flight (2).
Thus, something about the complexity of the flapping motion
increases the lift produced by a wing above and beyond that
which it could generate at constant velocity or that can be
predicted by standard aerodynamic theory. The failure of
conventional steady-state theory has prompted the search for unsteady
mechanisms that might explain the high forces produced by
flapping wings (3, 4).
The wingstroke of an insect is typically divided into four
kinematic portions: two translational phases (upstroke and
downstroke), when the wings sweep through the air with a
high angle of attack, and two rotational phases (pronation
and supination), when the wings rapidly rotate and reverse
direction. The unsteady mechanisms that have been proposed
to explain the elevated performance of insect wings
typically emphasize either the translational or rotational
phases of wing motion (3, 5-8). The first unsteady effect to be
identified was a rotational mechanism termed the "clap and
fling," a close apposition of the two wings preceding
pronation that hastens the development of circulation during
the downstroke (9). Although the clap and fling
may be important, especially in small species, it is not
used by all insects (10) and thus cannot
represent a general solution to the enigma of force
production. Recent studies using real and dynamically scaled
models of hawk moths suggest that a translational mechanism,
termed "delayed stall," might explain how insect wings
generate such large forces (11). At high
angles of attack, a flow structure forms on the leading edge
of a wing that can transiently generate circulatory forces
in excess of those supported under steady-state conditions
(7). On flapping wings, this leading edge
vortex is stabilized by the presence of axial flow, thereby
augmenting lift throughout the downstroke (5, 11). Several additional
unsteady mechanisms have been proposed (6), mostly based on wing rotation, but
recent studies have found little or no evidence for their
use by insects (11). Despite this lack of
evidence, it is unlikely that insects rely solely on
translational mechanisms to fly. Whereas delayed stall might
account for enough lift to keep an insect aloft, it cannot
easily explain how many insects can generate aerodynamic
forces that exceed twice their body weight while carrying
loads (10). One persistent obstacle in the search for additional unsteady
mechanisms is the difficulty in directly measuring the forces produced
by a flapping insect (12). In order to further
explore the aerodynamic basis of insect flight, we built a
dynamically scaled model of the fruit fly, Drosophila
melanogaster, equipped with sensors at the base of one
wing capable of directly measuring the time course of
aerodynamic forces (Fig. 1A). The forces generated
by a pattern of wing motion based on Drosophilakinematics (13) are shown in Fig. 1, C through
G. Both the magnitude and the orientation of the mean force
coefficient (CL= 1.39, inclined at 10.3°
with respect to vertical) closely match values measured on
tethered flies (14, 15).
The instantaneous forces are roughly normal to the surface of the
wing at all times, indicating that at this Reynolds number, pressure
forces dominate the shear viscous forces acting parallel to the wing
(Fig. 1C). The records show a transient peak
in aerodynamic force at the start and end of each upstroke and
downstroke (Fig. 1, D and E). The timing of these
force transients relative to stroke reversal suggests that they result
from some undetermined rotational effect and not from a translational
mechanism such as delayed stall.
Translational forces. In order to test more rigorously
whether rotational mechanisms were responsible for the two force
peaks straddling stroke reversal, we estimated the forces
that are generated solely by translation (Fig.
2). We calculated mean translational force coefficients
(CL and CD) from data obtained
by moving the wing through a 180° arc at constant velocity
and fixed angle of attack (14). To
obtain a representative mean value, we averaged the measured
force coefficients over the interval indicated by the dotted
lines in Fig. 2A. The values of the
resulting translational lift and drag coefficients are
consistent with similar measurements made on a two-dimensional
(2D) model wing at an identical Reynolds number (7). The force coefficients of the 3D wing
are slightly smaller than the maximum transient values
generated by a 2D wing, but larger than the 2D steady-state
values (Fig. 2D). These results confirm
the important contribution of delayed stall in lift production
during the translational portion of the wing stroke. The
observation that the 3D force coefficients are lower than
the 2D peak transient values, but higher than the 2D
steady-state values, is entirely consistent with the flow
patterns generated during force production. Whereas wing
motion in 2D gives rise to an alternating pattern of
unstable vortices termed a "von Kármán street" (7), the leading edge vortex generated by the
3D model fly wing was stable throughout motion (16). The stability of the flow structure is
manifest as constant force generation during translation (Fig. 2, A and B), in marked contrast to the
2D case (7). Thus, as has been previously
suggested, axial flow along the length of the wing appears
to stabilize the leading edge vortex throughout translation
(5, 11). Whereas
axial flow stabilizes force production at a level greater
than that possible under steady-state conditions in 2D, the
loss of energy from the vortex core probably limits force
generation below the maximum 2D level.
The stability of the force coefficients following an impulsive start
justifies the attempt to reconstruct a "quasi-steady"
estimate of translational forces based on stroke kinematics.
The results of such predictions for Drosophila
kinematics are shown in Fig. 1, D and
E. The calculations do not account for delays in the
development of force via the Wagner effect (17) and probably represent a slight
overestimate of the translational component. Although the
translational values closely match the magnitude of the
measured force near the middle of each half-stroke, they do
not accurately predict the forces during stroke reversal.
One potential artifact in the measurements of aerodynamic
forces during stroke reversal is the contamination by
inertial forces due to the linear and angular acceleration
of the wing. However, a series of control experiments
indicated that the forces generated during stroke reversal
could not be explained by either translational or rotational
inertia (18). To provide a rough time
course of rotational effects we subtracted the translational
prediction of lift from the measured value ("rotational
lift," Fig. 1F). The subtraction reveals
two clear force peaks bracketing each stroke reversal. For
the Drosophila kinematics shown in Fig.
1, rotational effects contribute roughly 35% of the
total lift production throughout the stroke--a high value
considering the brief duration over which they act. Rotational circulation. The presence of two rotational force
peaks separated in time suggests that they might represent
distinct aerodynamic mechanisms. One possible explanation
for the force peak at the end of each half-stroke is that
the wing's own rotation serves as a source of circulation to
generate an upward force (6, 19). This mechanism, rotational
circulation, is akin to the Magnus effect, which makes a
spinning baseball curve from its path toward the plate (20). The surface of a rotating ball pulls
air within the boundary layer as it spins, thus serving as a
source of circulation. As the ball moves through the air,
this circulation will increase the total flow velocity on
one side and decrease it on the other. If the velocity is
higher on the top, as in the case of backspin, the ball is
pulled upward by the lower pressure. In the case of topspin,
the net velocity is higher below and the ball is pulled
downward. If a flapping wing generates lift via a mechanism
similar to the Magnus effect, then the orientation of the
resulting force should also depend critically on the
direction of wing rotation. To adopt the proper angle of
attack for each translational phase, the wing must pronate
before the downstroke and supinate before the upstroke (see
wing sections in Figs. 1C and 3E). If the wing flips early,
before reversing direction, then the leading edge rotates
backward relative to translation ("backspin") and should
produce an upward component of lift. If the wing flips late,
after reversing direction, then the leading edge rotates
forward relative to translation ("topspin") and should
create a downward force. If the process of rotation spans
the end of one half-stroke to the beginning of the next,
then the wing will generate first an upward force and then,
following stroke reversal, a downward force. These predictions
were verified by systematically changing the phase between
wing translation and wing rotation in a set of simplified
wing kinematics (21) (see peaks labeled
with black dots in Fig. 3, A through C).
An advance in rotation relative to translation (Fig.
3, A and G) results in a positive lift peak at the end
of each half-stroke, whereas a delay in rotation results in
negative lift at the beginning of each half-stroke (Fig. 3, C and G). As predicted, symmetrical
rotation causes a positive peak before and a negative peak
after stroke reversal (Fig. 3, B and G). Thus,
by properly adjusting the timing of wing rotation, an insect
can generate lift via a rotational mechanism in excess of
that produced by delayed stall.
The physics of rotating wings and baseballs differ in one important
way, however: baseballs are round and insect wings are flat.
This has two important consequences for the forces generated
by rotational circulation. First, because pressure forces
act at all times perpendicular to an object's surface, the
rotational force on a wing will act normal to its chord, not
perpendicular to the direction of motion as is the case with
a spinning baseball (4). This influence
is easily seen in the plots of the instantaneous force
vector superimposed over the wing chord (Figs.
1C and 3E). As the angle of attack
exceeds 90°, the force vector dips below the stroke
plane and the sign of lift changes from positive to
negative. Second, viscous forces within the air will make
the flow above and below a flat wing fuse smoothly at the
sharp trailing edge. This constraint, termed the Kutta condition,
fixes a fluid stagnation point at the trailing edge of the
wing. The functional consequence of the Kutta condition is
that the amount of circulation and thus force produced by a
rotating wing will depend critically upon the position of
the rotational axis (6, 19). We confirmed this prediction by
measuring total rotational circulation in a series of
experiments in which we systematically varied the axis of
rotation by changing the attachment point of the wing on the
flapping apparatus (Fig. 3F). As
predicted, rotational circulation decays as the axis of rotation
is moved toward the trailing edge, changing sign at
approximately three-fourths of a chord length from the
leading edge of the wing. This result provides further
evidence that force peaks generated during stroke reversal
are due to rotational circulation. Wake
capture. Although rotational circulation can explain one of the
stroke reversal forces, it cannot explain the large positive
transient that develops immediately after the wing changes
direction at the start of each half stroke (white dots, Fig. 3, A through C). These peaks are distinct from
the rotational circulation peaks in that their timing is
independent of the phase of wing rotation. One possible
explanation for these forces is the mechanism of wake
capture, in which the wing benefits from the shed vorticity
of the previous stroke. As has been demonstrated on 2D
models of flapping insect wings, the flow generated by one
stroke can increase the effective fluid velocity at the
start of the next stroke and thereby increase force
production above that which could be explained by
translation alone (8). Because a
significant portion of the fluid velocity that a wing
encounters at the start of each stroke is due to the
lingering wake, one clear prediction of the wake capture
hypothesis is that a wing should continue to generate force
at the end of a half-stroke even if it came to a complete
stop. We tested this prediction by examining the time course
of forces after halting wing motion at the end of the
upstroke. As shown in Fig. 4, the wing
generates force for several hundred milliseconds following
the end of translation. The time course of this
posttranslational force is similar to that of the force
transients at the start of each half-stroke during
continuous flapping. The flow visualizations made
immediately before stroke reversal reveal peak-induced velocities
that are comparable to the maximum translational velocity of
the wing, and of sufficient magnitude to generate the
observed forces after the wing changes direction (Fig. 4B).
Whereas the timing of the wake capture force is constant, its
magnitude and direction depend on the phase relationship between
rotation and translation (Fig. 4, A and B). If
rotation precedes stroke reversal, the wing intercepts its
own wake so as to generate positive lift. If rotation is
delayed until the start of the downstroke, then the flow
intercepts the wing at an angle that produces negative lift.
With symmetrical rotation, the wing has a 90° angle of
attack at the midpoint of stroke reversal and produces no
lift (but high drag) if stopped at the end of the upstroke.
Figure 4B also shows that the peak velocities
in the near wake are much greater when rotation is advanced
relative to stroke reversal. This result is expected because
the rotational circulation generated at the end of the
previous half-stroke is greater under these conditions,
resulting in stronger vorticity shed within the wake.
Collectively, the combined effect of wake strength and the
starting angle of attack explains why, during continuous
flapping, the lift peaks caused by wake capture are large
and positive if rotation is advanced, small and positive if
rotational is symmetrical, and small and negative if rotation
is delayed (Fig. 3, A through C, and G).
The increased magnitude of the wake capture force
following a prominent rotational circulation effect underscores a
remarkable feature of the wake capture mechanism: the
animal's ability to extract energy from its own wake. In
general, wakes are a manifestation of the energy lost to the
external medium by a moving object. By rapidly changing
direction at the end of each translational phase, an insect
wing can recover energy from the air that was lost during
the previous stroke, greatly improving the overall
efficiency of force production. Rotational
forces and flight control. Any general theory of insect flight
aerodynamics needs to explain not only how animals produce
enough lift to stay in the air, but also how they can
modulate flight forces during steering maneuvers. The results
we describe indicate that rotational circulation and wake
capture, though distinct phenomena, nevertheless interact
synergistically in a way that makes them useful mechanisms
for controlling aerodynamic forces. An advance in wing
rotation not only generates circulatory forces at the end of
each stroke, it also increases the strength of the wake and
ensures that the wing has the proper orientation to use the
shed vorticity for generating positive lift at the start of
the next stroke. As a consequence of this synergy, flight
force is exquisitely sensitive to the phase of wing
rotation. A phase advance of 8% (from the "delayed" to
"symmetrical" conditions of Fig. 3)
increases the mean lift coefficient by 67% (Fig. 3F). In contrast, the mean lift coefficient
predicted from translational mechanisms does not change with
the timing of wing rotation. This sensitivity of the forces
to rotational timing is consistent with the kinematic
changes exhibited by Drosophila during steering
behaviors. During visually induced maneuvers, flies advance
the timing of supination on the wing outside of a turn and
delay supination on the wing inside of a turn (22). According to the above results, this
alteration would help to generate the required change in yaw
torque. By advancing the timing of rotation on both wings, a
fly could generate the symmetrical increase in force
required for forward or upward acceleration. A general theory of insect flight. The ability to explain
general phenomena determines the ultimate utility of any
theory in biology. Are these results based on the kinematics
of small flies applicable to other insects? Although our
impression of insect diversity is strongly influenced by
animals large enough to be noticeable, the length of the
average insect is 4 to 5 mm, only slightly larger
than Drosophila (23). Therefore,
most insects operate within a Reynolds number regime that is
similar to that of our robotic fly. However, the most
rigorous test of our model is in its application to insects
using radically different patterns of wing motion. The
peculiar kinematics of hoverflies, often considered the most
aerodynamically sophisticated of all insects (1), provide one such test. The stroke amplitude
of hoverflies is quite small and the angular rotation of the
wing is rapid. Using published data (13), we generated a series of kinematic
patterns based on hoverfly wing motion. The forces generated
by a simple hoverfly pattern consisting of symmetrical
upstroke and downstroke motion are shown in Fig.
5. The discrepancy between measured forces and those
predicted from translational force coefficients is
especially large. The wing motion generates two distinct
force peaks at the beginning and end of each half-stroke
that are consistent with especially potent examples of
rotational circulation and wake capture. Although our
conclusions are limited by the fact that most hoverflies
operate at a higher Reynolds number (Re ~ 500) than
we are currently able to re-create (Re~ 140),
these animals would appear to make a more extensive use of
rotational mechanisms than do fruit flies. In any event, this
exercise indicates that while a theory of insect flight
based purely on translation could not explain the complex
time history of forces generated by hoverfly kinematics, the
hoverfly pattern fits well within a more general model that
incorporates both translational and rotational mechanisms.
In summary, direct measurements of the forces produced by flapping
wings suggest that the aerodynamics of insect flight may be
explained by the interaction of three distinct, yet interactive
mechanisms: delayed stall, rotational circulation, and wake
capture. Whereas delayed stall is a translational mechanism,
rotational circulation and wake capture depend explicitly on
the pronation and supination of the wing during stroke
reversal. These findings are significant for several
reasons. First, delayed stall is not sufficient alone to
explain the elevated aerodynamic performance required for
active flight in Drosophila. The rotational mechanisms
we describe are necessary components of the basic unsteady
aerodynamic toolkit in this species (24). Second, a more general theory of
insect aerodynamics that incorporates both translational and
rotational mechanisms shows promise in explaining the
force-generating mechanisms of many species. As suggested by
the forces generated by hoverfly kinematics, different
insects may emphasize the translational and rotational
mechanisms to different degrees. It will be of interest in
the future to compare the relative energetic and aerodynamic
efficiency of translationally and rotationally dominated
kinematic patterns. Finally, the regulation of rotational
phase provides insects with one of the most potent means of
controlling flight forces during steering maneuvers. Thus,
an understanding of rotational mechanisms provides a link
between the unsteady aerodynamics and the behavior and
neurobiology of flight control. 25 January 1999; accepted 7 April 1999
*
To whom correspondence should be addressed. E-mail:
flymanmd@socrates.berkeley.edu
Fig. 1. (A) Robotic fly apparatus. The motion of the two
wings is driven by an assembly of six computer-controlled stepper
motors attached to the wing gearbox via timing belts and coaxial drive
shafts. Each wing was capable of rotational motion about three axes.
The wing was immersed in a 1 m by 1 m by 2 m tank of
mineral oil (density = 0.88 × 103
kg m-3; kinematic viscosity = 115 cSt). The
geometry of the tank was designed to minimize potential wall effects
(25). The viscosity of the oil, the length of the
wing, and the flapping frequency of the model were chosen to match the
Reynolds number (Re) typical of Drosophila
(Re = 136). The 25-cm-long model wings were
constructed from Plexiglas (3.2 mm thick) cut according to the
planiform of a Drosophila wing (26). The
base of one wing was equipped with a 2D force transducer consisting of
two sets of strain gauges wired in full-bridge configuration (27). (B) Close-up view of robotic fly. In Figs. 1, 3, and 5,
measured forces are plotted as vectors superimposed over wing chords
inclined at the instantaneous angle of attack. The vectors and wing
chords are drawn as if viewed from a line of sight that runs axially
along the length of the wing. (C) Diagram of wing motion
indicating magnitude and orientation of force vectors generated
throughout the stroke by a kinematic pattern based on Drosophila
(stroke amplitude = 160°;
frequency = 145 mHz; angle of attack at
midstroke = 20° upstroke, 40° downstroke). Black
lines indicate the instantaneous position of the wing at
25 temporally equidistant points during each half-stroke. Small
circles mark the leading edge. Time moves right to left during
downstroke, left to right during upstroke. Red vectors indicate
instantaneous flight forces. The large black vector at the right
indicates the orientation of the mean force coefficient. (D and
E) The time history of lift and drag forces. The measured forces
are plotted in red, and forces predicted from translation force
coefficients are plotted in blue (see text and Fig.
2). Data are plotted over two stroke cycles, with downstroke
indicated by gray background. (F) Time course of rotational
lift, defined as the difference between measured and estimated
translational values of lift. (G) Translational (green) and
rotational (purple) velocities of the wing.
Fig. 2.
Measurement of translational force coefficients. In each trial, we
rapidly accelerated the wing from rest to a constant tip velocity of
0.25 m s-1. The angle of attack was increased between
trials in 4.5° increments. (A and B) The time
history of lift (CL) and drag (CD)
coefficients. Data are shown for seven different angles of attack, as
indicated by the labels to the right of the traces in (A). Each trace
begins with a large inertial transient caused by the rapid acceleration
of the wing at the start of translation. After the inertial forces
decay, the force trajectories are stable throughout translation. The
dotted lines indicate the interval over which the values were averaged
to calculate the mean values that were used to construct the
relationships shown in (C) and (D). (C) Average translational
force coefficients as a function of angle of attack. The two sets of
data are well fit by simple harmonic relationships:
CL = 0.225 + 1.58sin(2.13
alpha - 7.20),
CD = 1.92 - 1.55cos(2.04
alpha - 9.82),
where alpha = angle of attack. These formulas are used
throughout the paper to estimate the translation component of flight
force. (D) Polar representation of translational force
coefficients and comparison with 2D measurements at a comparable
Reynolds number (7). The influence of induced drag
on the 3D wing is manifest by the small right shift of the curve
relative to the 2D data.
Fig. 3.
Effects of rotational timing on lift generated using simplified stroke
kinematics. In (A) through (C), the red trace indicates measured lift,
and the blue trace represents the estimated translational component.
Rotational circulation is the difference between the measured and
predicted values. White dots indicate lift transients attributed to
wake capture; black dots indicate transients attributed to rotational
circulation. (A) Wing rotation precedes stroke reversal by 8% of
the wingbeat cycle. (B) Wing rotation occurs symmetrically with
respect to stroke reversal. (C) Wing rotation is delayed with
respect to stroke reversal by 8% of the stroke cycle. (D)
Translational (green) and rotational (purple) velocities for the
experiments plotted in (A) through (C). Only the timing of wing
rotation varied among all three cases. (E) Instantaneous force
vectors superimposed on a diagram of wing motion for the three
kinematic patterns (stroke amplitude = 160°,
frequency = 145 mHz, angle of attack at
midstroke = 40° for both upstroke and downstroke). Small
differences (±4.5°) in upstroke and downstroke angles due to
inaccuracies in wing alignment at the start of each trial result in
slightly different force trajectories during upstroke and downstroke.
The black vector to the right of each set of traces indicates the
magnitude and orientation of the mean force coefficient. (F)
Measured values of rotational circulation are plotted as a function of
the position of the rotational axis. The data were calculated using the
total rotational force generated by the "advanced" kinematic pattern,
close to the point of peak force generation (translational velocity at
wing's center of area = 0.15 m s-1, angular
velocity = 74 degrees s-1). Each point
represents a separate experiment in which the rotational axis of the
wing was set at the value indicated by the abscissa. The straight line
plots prediction based on thin airfoil theory (6, 20): Gammar = pi
omega c2(3/4 -
x^0),
where Gammar is total rotational circulation,
omega is the
instantaneous angular velocity of the wing, c is chord length,
and x^0 is the normalized position of the rotational
axis. (G) Schematic representation of the proposed contribution
of rotational circulation and wake capture. In the top three panels,
measured values of rotational circulation (black lines) for the three
kinematics conditions (advanced, symmetrical, and delayed rotation) are
superimposed with functions drawn by eye to represent the hypothesized
contribution of rotational circulation (red) and wake capture (blue).
As described in the text, both the timing and polarity of rotational
circulation depend on the phase of wing rotation. In contrast, rotation
phase affects the polarity and magnitude, but not the timing of wake
capture.
Fig. 4.
Evidence for wake capture at the end of each
half-stroke. (A) Lift (red) and drag (blue) are plotted for
one continuous cycle preceding a complete stop at the end of the
upstroke. When wing rotation is advanced, the wing develops lift and
drag after translation has ceased. When wing rotation is symmetrical
and stops in a vertical position, the posttranslation force is pure
drag with no lift component. When rotation is delayed, the wing
generates negative lift at the end of translation. The rising phase of
the posttranslational transients is similar to that of the force
transients at the start of each half-stroke during continuous flapping
(white dots). (B) Flows through the midchord of the wing
(white bar) immediately before a complete stop. Arrow lengths and
direction indicate magnitude and orientation of local fluid velocity.
Fluid velocity is also indicated by pseudocolor background. Although
the gross orientation of the flow is similar in all three cases, the
flow velocities are greater when rotation is advanced, consistent with
the occurrence of stronger rotational circulation generated and
subsequently shed during the upstroke. The flow images were generated
by particle image velocimetry (16).
Fig. 5.
Forces generated by a kinematic pattern based on the wing motion of
hoverflies. (A) Instantaneous force vectors superimposed on a
diagram of wing motion (stroke amplitude = 69°,
frequency = 0.402 mHz, angle of attack at
midstroke = 50° for both upstroke and downstroke).
(B) Time history of measured rotational (red) and translational
estimates (blue) of lift, rotational lift, and kinematic velocities.
Translation (green) and rotational (purple) velocities are shown at
bottom.
REFERENCES AND NOTES
Related articles in Science:
Enhanced: Unsteady Aerodynamics.
Science 1999 284: 1937-1939.
(in Perspectives)
Volume 284, Number 5422 Issue of 18 Jun 1999,
pp. 1954 - 1960
©1999 by The American Association for the Advancement of Science.